Notice – Preston Smith and Richardson GMP Limited

MBC Law Professional Corporation is investigating potential claims against Mr. Preston Smith, a financial advisor, licensed as a dealing representative in Calgary, Alberta working with Richardson GMP Limited.

We encourage clients of Mr. Smith and Richardson GMP Limited to contact Harold Geller of MBC Law Professional Corporation at 613 564 3009 or hgeller@mbclaw.ca for further information about our inquiries into potential claims.

Investors may be entitled to compensation where they have lost money further to negligent investment advice, for example if they investments in:

  • Family Memorials
  • Southern Pacific
  • Magnum Energy
  • Shoreline Energy

MBC’s investigation relates to the settlement agreement and decision published by the Investment Industry Regulatory Organization of Canada on April 23, 2019, a copy of the Enforcement Notice Decision can be found here: http://www.iiroc.ca/Documents/2019/3a145159-f375-442d-b3bb-befbbb8af978_en.pdf#search=preston%20smith.